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Criminal appeal grounds identification and review checklist

A criminal appeal must be filed within strict time limits and succeed on specific statutory grounds. In most Australian jurisdictions, an appeal against conviction requires leave unless the ground involves a question of law alone. This checklist helps identify viable grounds and prepare the notice of appeal.

In short

This is a 12-step checklist for reviewing potential grounds of appeal against conviction or sentence in Australian criminal proceedings. It covers conviction appeals, sentence appeals, fresh evidence, and leave requirements.

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12-step checklist

The checklist

1

Obtain trial transcript and exhibits

Order the full transcript of the trial or sentencing proceedings and copies of all exhibits tendered. This is the foundation of any appeal review.

2

Check appeal time limits

Confirm the time limit for filing the notice of appeal in the relevant jurisdiction — typically 28 days from conviction or sentence in state courts.

3

Identify conviction appeal grounds

Review the trial for potential grounds: verdict unreasonable or not supported by evidence, wrong decision on a question of law, or miscarriage of justice.

Criminal Appeal Act 1912 (NSW) s 6(1)
4

Review jury directions

Analyse the judge's summing up and directions to the jury for errors, including misdirections on elements of the offence, defences, or tendency/coincidence evidence.

5

Assess evidence rulings

Review all evidence rulings made during the trial — admissibility of confessions, tendency evidence, hearsay, and expert evidence — for appealable error.

Evidence Act 1995 (Cth/NSW) various
6

Review prosecution conduct

Assess whether the prosecution's conduct was improper — including inflammatory closing address, failure to disclose material, or calling inadmissible evidence.

7

Evaluate sentence appeal grounds

If appealing sentence, assess whether the sentence is manifestly excessive or inadequate, whether irrelevant matters were considered, or relevant matters ignored.

8

Consider fresh evidence

Identify any fresh evidence not available at trial that is credible, relevant, and could reasonably have affected the verdict if it had been before the jury.

9

Assess incompetent representation

Consider whether trial counsel's conduct fell below the standard of a reasonably competent practitioner and whether a miscarriage of justice resulted.

TKWJ v The Queen (2002) 212 CLR 124
10

Apply the proviso

For each conviction ground, assess whether the Crown could successfully invoke the proviso — that no substantial miscarriage of justice actually occurred despite the error.

11

Draft notice of appeal

Draft the notice of appeal with precisely formulated grounds, specifying whether leave is required for each ground and the orders sought.

12

Apply for bail pending appeal

If the appellant is in custody, assess whether to apply for bail pending appeal and prepare the supporting material demonstrating special or exceptional circumstances.

When to use

When this checklist applies

Use immediately after a conviction or sentence where the client wishes to appeal, or when reviewing a matter for a fresh legal team.

Common pitfalls

  • Missing the 28-day filing deadline and needing to seek an extension of time
  • Failing to order the full transcript before formulating grounds
  • Raising grounds that require leave without applying for leave in the notice
  • Underestimating the proviso — the error must have actually caused a miscarriage
  • Fresh evidence that was available at trial and does not meet the threshold
Use with Quillio

Run this checklist on a real matter

Quillio can review transcripts, flag potential misdirections, and research relevant appeal authorities for your jurisdiction and offence type. See /practice-areas/criminal or start a free trial.

General criminal appeal guidance only. Appeal rights, time limits, and grounds vary by jurisdiction — obtain urgent specialist criminal law advice.

Use this checklist on your matter.

Quillio can run this checklist on a specific NSW conveyancing matter — confirm each item, calculate adjustments, and generate the supporting documents. The free trial requires no credit card.

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