Home / Checklists / Export licence for defence and strategic goods checklist
AU · Trade & Customs

Export licence for defence and strategic goods checklist

Exporting defence and strategic goods, technology, or software from Australia requires a permit under the Defence Trade Controls Act 2012 (Cth). The Defence Export Controls (DEC) office within the Department of Defence administers the permit system. Items are controlled if they appear on the Defence and Strategic Goods List (DSGL). Penalties for unlicensed export are severe, including criminal sanctions.

In short

This is a 12-step checklist for obtaining an export permit for defence and strategic goods from Australia under the Defence Trade Controls Act 2012 (Cth). It covers the Defence and Strategic Goods List (DSGL) classification, permit application to the Defence Export Controls office, and end-user due diligence.

Run this checklist with Quillio — free trial
12-step checklist

The checklist

1

Classify the goods against the DSGL

Determine whether the goods, technology, or software are listed on Part 1 (munitions) or Part 2 (dual-use) of the Defence and Strategic Goods List.

Defence Trade Controls Act 2012 (Cth) s 10
2

Assess whether an exemption applies

Check whether a statutory exemption applies — such as publicly available technology, basic scientific research, or the Australia–US defence trade treaty.

Defence Trade Controls Act 2012 (Cth) s 12–14
3

Identify the end user and end use

Document the identity of the end user, the intended end use, and the final destination country for the goods or technology.

4

Conduct end-user due diligence

Screen the end user against Australian sanctions lists, the UN Security Council consolidated list, and any DFAT country-specific restrictions.

5

Obtain an end-user certificate

Request a signed end-user certificate from the recipient confirming the intended use, non-diversion, and non-re-export commitments.

6

Prepare the technical assessment

Prepare a technical description of the goods or technology sufficient for DEC to assess the DSGL classification and export risk.

7

Lodge the permit application with DEC

Submit the export permit application through the Defence Export Controls online portal with the prescribed fee, technical assessment, end-user certificate, and supporting documents.

8

Respond to DEC assessment queries

Address any requests for additional technical information, end-user verification, or clarification from the DEC assessor.

9

Comply with any conditions on the permit

Review the permit conditions — including delivery verification, reporting obligations, and re-export restrictions — and implement compliance procedures.

10

Coordinate with customs brokers

Ensure the customs broker is aware of the permit number and conditions, and that the export declaration references the correct DSGL classification.

11

Maintain export records

Keep records of all export transactions, permits, end-user certificates, and correspondence for the period required by the Act (at least five years).

Defence Trade Controls Act 2012 (Cth) s 35
12

Diarise permit expiry and renewal

Record the permit validity period and lodge a renewal application before expiry if further exports of the same goods to the same end user are planned.

When to use

When this checklist applies

Use when exporting goods, technology, or software that may be controlled under the Defence and Strategic Goods List from Australia.

Common pitfalls

  • Assuming dual-use technology is not controlled because it has civilian applications
  • Exporting before the permit is issued — penalties include criminal prosecution
  • Inadequate end-user due diligence leading to diversion risk
  • Customs declarations that do not reference the DSGL classification
  • Failing to maintain export records for the statutory retention period
Use with Quillio

Run this checklist on a real matter

Quillio can screen end users against sanctions lists, cross-reference goods descriptions against the DSGL, and draft end-user certificate templates.

General guidance for Australian defence and strategic goods export permits under the Defence Trade Controls Act 2012 (Cth). Export control obligations are strict — obtain specialist trade controls legal advice before exporting.

Use this checklist on your matter.

Quillio can run this checklist on a specific NSW conveyancing matter — confirm each item, calculate adjustments, and generate the supporting documents. The free trial requires no credit card.

Start your free trial