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Glossary

Company Director Duties (AU) glossary

Company directors in Australia owe duties imposed by statute (primarily the Corporations Act 2001), general law (fiduciary and tortious), and equity. Breaching these duties can result in civil penalties, compensation orders, disqualification, and criminal prosecution. This glossary explains the terms practitioners need when advising directors.

In short

This glossary covers 40 terms that corporate and insolvency lawyers encounter when advising company directors on their obligations under Australian law. Each definition references the relevant Corporations Act 2001 provision or case authority.

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40 terms

Definitions

Alternate director

A person appointed by a director to act in their place during absence — the alternate owes the same duties as the appointing director while acting.

Corporations Act 2001 s 201K

ASIC

The Australian Securities and Investments Commission — the regulator responsible for enforcing directors' duties under the Corporations Act.

Australian Securities and Investments Commission Act 2001

Business judgment rule

The statutory defence to a breach of the duty of care, available where the director made a judgment in good faith, for a proper purpose, without material personal interest, and after informing themselves.

Corporations Act 2001 s 180(2)

Care and diligence

The statutory duty requiring directors to exercise their powers with the degree of care and diligence a reasonable person in their position would exercise.

Corporations Act 2001 s 180(1)

Chief executive officer

An officer of the company who may owe the same statutory duties as a director under the Corporations Act.

Corporations Act 2001 s 9 (definition of officer)

Civil penalty

A pecuniary penalty imposed by a court for breach of a civil penalty provision — directors can face penalties of up to $1.11 million per contravention.

Corporations Act 2001 s 1317G

Compensation order

A court order requiring a director to compensate the company or a third party for damage resulting from a contravention of their duties.

Corporations Act 2001 s 1317H

Conflict of interest

A situation where a director's personal interests or duties to another entity conflict with their duty to the company — must be disclosed and managed.

Corporations Act 2001 s 191

D&O insurance

Directors and officers liability insurance — indemnifying directors against legal costs and damages from claims arising from their role.

Corporations Act 2001 s 199B

De facto director

A person who acts in the position of a director without being formally appointed — subject to the same duties as a validly appointed director.

Corporations Act 2001 s 9 (definition of director)

Delegation

The entrustment of duties to a committee or individual — directors remain responsible for oversight and cannot delegate their duty of care.

Daniels v Anderson (1995) 37 NSWLR 438

Director

A person appointed to the position of director or acting in that position, regardless of the name given to their role — the central duty-bearer under the Corporations Act.

Corporations Act 2001 s 9

Director identification number

A unique identifier that every director of an Australian company, registered body, or Aboriginal and Torres Strait Islander corporation must apply for.

Corporations Act 2001 Part 9.1A; Treasury Laws Amendment (Registries Modernisation and Other Measures) Act 2020

Disclosure

The obligation to notify the board of any material personal interest in a matter being considered — failure to disclose is a criminal offence.

Corporations Act 2001 s 191

Disqualification

An order prohibiting a person from managing corporations — imposed by a court or by ASIC administratively for specified contraventions.

Corporations Act 2001 s 206B–206F

Duty not to improperly use information

The duty prohibiting directors from using information obtained through their position to gain a personal advantage or cause detriment to the company.

Corporations Act 2001 s 183

Duty not to improperly use position

The duty prohibiting directors from improperly using their position to gain a personal advantage or cause detriment to the company.

Corporations Act 2001 s 182

Duty to act in good faith

The duty to exercise powers and discharge duties in good faith in the best interests of the corporation and for a proper purpose.

Corporations Act 2001 s 181

Duty to prevent insolvent trading

The duty to prevent the company from incurring debts when there are reasonable grounds for suspecting it is or would become insolvent.

Corporations Act 2001 s 588G

Fiduciary duty

The general law duty of loyalty owed by directors to the company — underpinning the statutory duties and imposing obligations of good faith, no-conflict, and no-profit.

Hospital Products Ltd v United States Surgical Corporation (1984) 156 CLR 41

Good faith

Honesty of intention and genuine belief that the action is in the best interests of the company — the subjective component of the s 181 duty.

Corporations Act 2001 s 181

Indemnity

An agreement by the company to cover a director's legal costs or liability — permitted under the Corporations Act with exceptions for dishonesty and penalties.

Corporations Act 2001 s 199A

Insolvent trading

The contravention that occurs when a director allows a company to incur debts while insolvent or likely to become insolvent — attracting personal liability.

Corporations Act 2001 s 588G

Material personal interest

An interest of a director in a matter being considered by the board that is of sufficient significance to give rise to a real or sensible possibility of conflict.

Corporations Act 2001 s 191; McGellin v Mount King Mining NL (1998) 144 FLR 288

Officer

A person who makes or participates in making decisions that affect the whole or a substantial part of the business — includes directors, secretaries, and senior executives.

Corporations Act 2001 s 9

Proper purpose

The requirement that directors exercise their powers for the purpose for which they were conferred — not for a collateral or extraneous purpose.

Corporations Act 2001 s 181; Whitehouse v Carlton Hotel Pty Ltd (1987) 162 CLR 285

Ratification

Approval by shareholders of director conduct that would otherwise be a breach — limited in its ability to relieve directors from statutory duties.

Reliance defence

The statutory defence to a breach of duty where the director relied in good faith on information or advice from a reliable source.

Corporations Act 2001 s 189

Safe harbour

The safe harbour from insolvent trading liability available where a director starts developing a course of action reasonably likely to lead to a better outcome for the company.

Corporations Act 2001 s 588GA

Secretary

A company officer responsible for maintaining registers, lodging documents, and advising on governance — owing the same statutory duties as a director.

Corporations Act 2001 s 188

Shadow director

A person whose instructions or wishes the directors are accustomed to act on — treated as a director for duty purposes despite not being formally appointed.

Corporations Act 2001 s 9 (definition of director)

Small company solvency resolution

An annual resolution by eligible small companies that the company is solvent — a simplified solvency check replacing audited financial reports.

Corporations Act 2001 s 347A

Sole purpose test

The requirement that superannuation fund trustees maintain the fund solely for retirement benefits — a heightened duty applying to directors of corporate trustees of super funds.

Superannuation Industry (Supervision) Act 1993 s 62

Statutory demand

A formal demand for payment of a debt exceeding $4,000 — failure to comply within 21 days creates a presumption of insolvency.

Corporations Act 2001 s 459E

Stepping-stone liability

The principle that breaching one duty (such as misuse of position) can be the foundation for liability under another provision (such as accessorial liability).

Voluntary administration

An insolvency process where an administrator takes control to investigate the company's affairs — the directors' decision to appoint an administrator is itself a duty decision.

Corporations Act 2001 Pt 5.3A

Whistleblower protection

Statutory protections for persons who report contraventions of the Corporations Act — companies must have a whistleblower policy, and directors must not cause detriment to whistleblowers.

Corporations Act 2001 Pt 9.4AAA

Winding up

The process of bringing a company to an end — court-ordered winding up on insolvency grounds is the ultimate consequence of insolvent trading.

Corporations Act 2001 Pt 5.4

Written resolution

A resolution passed by directors without a meeting, by signing a document — valid if all directors entitled to vote sign.

Corporations Act 2001 s 248A (replaceable rule)
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These definitions are general explanations for educational purposes — not legal advice. Directors' duties are complex and context-specific. Always verify against the current Corporations Act, ASIC regulatory guides, and case law.

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