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NSW · Criminal Law

Applying for a NSW s 14 mental health diversion

Section 14 allows a Local Court Magistrate to divert an accused with a mental health impairment or cognitive impairment to a treatment or support plan instead of proceeding to conviction. The decision is discretionary and must balance the accused's needs against community protection.

In short

This is an 8-step workflow for applying for a s 14 mental health or cognitive impairment diversion in the NSW Local Court under the Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (NSW).

Time: 5-10 hours to obtain a report, prepare the application and appear.
Audience: NSW criminal defence lawyers acting for a client with a mental health or cognitive impairment charged with a Local Court offence.
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Prerequisites

Before you start

  • The accused has a mental health impairment (s 4) or cognitive impairment (s 5)
  • The matter is in the Local Court's summary jurisdiction
  • Instructions have been taken and consent to the application obtained
  • A treatment or support plan can be formulated
8 steps

The workflow

1

Assess eligibility

Assess whether the client has a mental health or cognitive impairment under the statutory definitions and whether a s 14 diversion is appropriate given the charges.

Tools: Quillio
Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (NSW) ss 4, 5
2

Obtain a supporting report

Obtain a supporting report from a psychiatrist, psychologist, GP or NDIS provider confirming the impairment and proposing a treatment or support plan.

3

Formulate the treatment plan

Work with the practitioner to formulate a practical, enforceable treatment or support plan — including appointments, medication, and relapse prevention.

4

Address the discretionary factors

Prepare submissions addressing the s 15 factors — the nature of the impairment, the seriousness of the offending, the likelihood of reoffending, and the views of the victim.

Tools: Quillio
Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (NSW) s 15
5

Liaise with the prosecution

Liaise with the police prosecutor early to flag the s 14 application, provide the report, and identify any objection before the mention date.

6

File the application and material

File the s 14 application and supporting material through the Local Court Online Registry before the listing to avoid last-minute adjournments.

Tools: Online Registry
7

Appear at the diversion hearing

Appear at the Local Court, tender the report and plan, and address the Magistrate on eligibility, the plan, and community protection.

8

Manage compliance and breach

Advise the client about the 12-month compliance period. If the client fails to comply, they can be brought back under s 17 and dealt with for the original offence.

Mental Health and Cognitive Impairment Forensic Provisions Act 2020 (NSW) s 17
Outcome

What you will have at the end

A s 14 order dismissing the charges subject to a treatment or support plan. If the client complies, no conviction is recorded. Non-compliance within 12 months can lead to the charges being relisted.

Common issues

  • Inadequate supporting reports that do not engage with the statutory definitions
  • Treatment plans that are too vague to monitor
  • Failing to address the s 15 community protection factors
  • Not warning the client about the 12-month compliance risk
  • Overlooking disclosure obligations under s 99
Use with Quillio

Run this workflow on a real matter

Quillio drafts the written submissions, treatment plan summary, and eligibility analysis under ss 4, 5 and 15. See /practice-areas/criminal-lawyers or start a free trial.

This workflow is a general guide for NSW. Other jurisdictions have different diversion regimes — confirm the local rules.

Try this workflow with Quillio.

Quillio can run this workflow on a real matter, with citations to current AU authority on every step. The free trial requires no credit card.

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