Regulatory Compliance prompts for Australian lawyers
These prompts are designed for AU practitioners supporting financial services, privacy, consumer law, and AML/CTF compliance, as well as regulator-led investigations and enforcement responses. Copy any prompt, replace placeholders with your matter facts, and run it.
A curated library of 25 AI prompts for Australian regulatory compliance lawyers. Each prompt is grounded in current ASIC, APRA, AUSTRAC, OAIC, and ACCC guidance and legislation. Use them with Quillio for compliance programmes, investigations, and regulator engagements.
Research prompts (5)
Research ASIC enforcement approach
Research ASIC's current enforcement approach to [issue]. Cover recent Federal Court proceedings, infringement notices, and enforceable undertakings in the area.
Research AFS licensee general obligations
Research the general obligations of an AFS licensee under section 912A. Cover the efficient, honest and fair standard and recent enforcement decisions.
Research Privacy Act changes
Research the current Privacy Act framework following recent reforms. Cover the NDB scheme, APPs, and upcoming statutory tort developments.
Research AUSTRAC AML/CTF obligations
Research the current AML/CTF obligations applicable to [entity type]. Cover the risk assessment, Part A programme, KYC, and reporting obligations.
Research unfair contract terms
Research the current unfair contract terms regime under the ACL. Cover the small business definition, recent Federal Court decisions, and the civil penalty regime.
Drafting prompts (5)
Draft a compliance policy
Draft a [topic] compliance policy for [organisation type]. Include scope, responsibilities, procedures, training, and monitoring. Reference the relevant legislation and regulator guidance.
Draft a breach notification
Draft a breach notification to [regulator]. Entity: [details]. Breach: [details]. Include timing, cause, impact, and remediation. Comply with the notification timeframe.
Draft a response to a statutory notice
Draft a response to a [regulator] statutory notice. Recipient: [details]. Notice: [details]. Structure the response to meet the scope precisely without overclaiming privilege.
Draft an enforceable undertaking
Draft the terms of an enforceable undertaking to [regulator]. Matters: [details]. Include admissions, remediation, monitoring, and reporting.
Draft a NDB eligible data breach notification
Draft an eligible data breach notification to the OAIC and affected individuals under the NDB scheme. Incident: [details]. Include required statement of steps taken.
Review prompts (5)
Review a compliance programme
Review this [topic] compliance programme against the regulatory expectations of [regulator]. Identify gaps, outdated procedures, and strengths.
Review a privacy impact assessment
Review this privacy impact assessment. Check scope, lawful basis, minimisation, retention, and security. Identify any unaddressed risks.
Review board papers on compliance
Review these board papers for compliance disclosure adequacy. Identify any gaps in governance reporting against the relevant regulator's expectations.
Review a complaints handling process
Review this internal dispute resolution process against RG 271 requirements. Identify any timeframe, escalation, or reporting gaps.
Review regulator correspondence
Review this recent correspondence from [regulator]. Identify the regulator's focus areas, likely next steps, and strategic issues for the client.
Client comms prompts (5)
Explain a regulator notice
Draft a plain-English letter to a director explaining a [regulator] notice, the obligations it imposes, and the response strategy.
Explain privacy obligations
Draft a plain-English explanation of Privacy Act obligations for a client collecting customer data for the first time.
Explain whistleblower obligations
Draft a plain-English letter explaining the corporate whistleblower regime in Part 9.4AAA of the Corporations Act, including protections and obligations.
Explain ACCC investigation process
Draft a plain-English letter explaining the ACCC investigation process, including section 155 notices, interviews, and possible outcomes.
Explain AUSTRAC reporting
Draft a plain-English explanation of AUSTRAC reporting obligations (SMR, TTR, IFTI) for an employee training module.
Strategy prompts (5)
Strategy for a regulator investigation
Develop a strategy for responding to a [regulator] investigation. Facts: [details]. Consider privilege, cooperation credit, and remediation planning.
Strategy for a voluntary notification
Develop a strategy for a voluntary notification to [regulator]. Facts: [details]. Consider timing, framing, and the benefits of early engagement.
Strategy for compliance uplift
Develop a compliance uplift strategy for [obligation area]. Current state: [details]. Identify priority workstreams, governance, and delivery milestones.
Strategy for a data breach response
Develop a response strategy for a data breach incident. Facts: [details]. Address containment, assessment, notification, and regulator/media engagement.
Strategy for an enforcement negotiation
Develop a negotiation strategy for resolving an enforcement matter with [regulator]. Facts: [details]. Consider admissions, penalties, undertakings, and messaging.
Run these prompts grounded in AU law
Quillio is built for Australian compliance practice — every output is grounded in current ASIC, APRA, AUSTRAC, OAIC, and ACCC guidance. See /practice-areas/regulatory-lawyers for details, or start a free trial at /trial to use these prompts on your own matters.
These prompts are templates — always verify outputs against source material and current legislation before relying on them in client matters.
Run these prompts on your own matters.
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